PrAtlas - AdvisorVault's Consolidated 17a-4 D3P Service® Full Feature Set Available

Trending...

The AdvisorVault Consolidated 17a-4 Service is a unique approach giving small FINRA firms a complete turn-key option meeting all the demands of rule 17a-4 in 2025

ST. PETERSBURG, Fla. - PrAtlas -- AdvisorVault created a unique service specifically for small FINRA firms called the Consolidated 17a-4 D3P - an option to outsource all the demands of 17a-4 to one provider for a flat monthly fee - now available on our site: download the full feature set and learn more about it.

"Since we noticed many firms often had gaps in their 17a-4 archive with their electronic records dispersed in-house and on the cloud, we created the Consolidated 17a-4 Service" Said Allan Lonz, President of AdvisorVault. "Our Consolidated 17a-4 Service is a unique approach giving small FINRA firms a complete turn-key option meeting all the demands of rule 17a-4 in 2025," Lonz added.

More on PrAtlas

AdvisorVault's Consolidated 17a-4 Answers Today's Compliance Questions:

Are all records automatically transferred off-site?
Are they kept in their original format?
Are there versions going back 7 years?
Are the two 17a-4 attestation letters provided?
Does FINRA have independent access to the 17a-4 archive if requested?

Answering these questions was critical for our customers, particularly when FINRA shows up for their audit and asks for a sample set of data during the 17a-4 electronic records request --- but aside from solving this problem, the Consolidated 17a-4 D3P Service is designed to close gaps small firms often have, particularly with the archiving & retention of electronic records to meet 17a-4. In addition, the service ensures compliance cost low as possible yet still meeting all today's demands since firms now have one D3P doing everything.

More on PrAtlas

The full feature download of our Consolidated 17a-4 D3P Service is available on our site, get it now and read how we give firms a complete approach making sure FINRA is happy: Click to download the Full Feature Set

About AdvisorVault

AdvisorVault is the only FINRA D3P with a Consolidated 17a-4 Service, designed to give small firms everything needed to meet today's data compliance demands. Our turn-key approach performs the archiving, retention, and supervision of electronic records no matter where they are stored – in-house or in the cloud. Including the FINRA third party letters with all the required documentation. For one flat monthly fee it's the only fully 17a-4 compliant option – Complete data compliance peace of mind, out-of-the-box.

AdvisorVault Contact:
Allan Lonz, President
www.advisorvault.com
alonz@advisorvault.com
Toll free: 1-866-732-1407